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Forms & Literature - Forms |
Gabelli Fund Forms
 New Account Eligibility Form -
PDF Form
The Class AAA shares of the GAMCO Growth, GAMCO Global Growth and GAMCO
International Growth Funds (Limited Access Funds) are open only to investors
and their immediate family who have established accounts in other Gabelli,
GAMCO, Comstock or Westwood Funds ("Gabelli Funds") prior to February 15, 2007.
You must demonstrate your eligibility to establish a new account in these Funds
by providing the information requested in this form and a completed Account
Application, IRA Application or Coverdell Account Application.
Gabelli Funds IRA Transfer Form -
PDF Form and
HTML Form
Use this form to transfer IRA assets from another institution to your exisitng
Gabelli Funds account.
Change In Registration - PDF Form
Use this form for Change of Account Registration, also known as Transfers,
within the same fund. This form may not be used for Individual Retirement
Accounts (IRAs) or exchanges between other Gabelli funds.
Roth IRA Conversion Form - PDF Form and
IRA Handbook
Use this form to convert an existing IRA into a Roth IRA.
Transfer on Death Agreement -
PDF Form
Use this form to designate someone to pass on the investment.
IRA Distribution Request Form -
PDF Form
If you would like to receive a regular, premature, rollover, disability or excess
contribution distribution fill out this form and mail it to the address provided.
Account Options form -
PDF Form
Use this form to start an Automatic Investment Plan into a Gabelli Fund(s) from a
checking account or a Gabelli Money Market account. You can also use this form
to set up Banking Instructions on your Gabelli account to allow Periodic
Telephone or Internet Purchases and/or redemptions. This form can be used
to update/change current banking instructions on your account.
Systematic Withdrawal Plan Application -
PDF Form
Use this form to establish a Systematic Withdrawal plan from your
existing Gabelli Funds Account.
Change of Beneficiary Form -
PDF Form
Use this form to change the beneficiaries on your existing Gabelli Funds IRA
account. This form cannot be used for regular investment accounts. Estate
planning for taxable accounts is handled through a last will and testament
or other estate planning tools. Consult a qualified financial advisor for more
details on estate planning
Power of Attorney Registration - PDF Form
Use this form to give a third party the ability to act for you either orally or
in writing to purchase, sell, exchange or transfer shares within any account you
hold with our mutual funds.
Letter of Intent Form - PDF Form
Use this form to seek Reduction of Sales Charges for Load Class Shares
of Gabelli Funds
Gift to Nonprofit Organizations Form - PDF Form
Use this form to gift shares of your Gabelli Fund account to a nonprofit organization
only. Both you (the donor) and the recipient must complete the appropriate sections.
Tax Forms
W-7 Application PDF Form -
Use Form W-7 to apply for an IRS individual taxpayer identification number
(ITIN). An ITIN is a nine-digit number issued by the U.S. Internal Revenue
Service (IRS) to individuals who are required to have a U.S. taxpayer
identification number but who do not have, and are not eligible to obtain, a
social security number (SSN) (Rev. October 1999).
IRS Form W-8
- W-8BEN PDF Form -
Certificate of Foriegn Status of Beneficial Owner for US Tax Withholding (Rev.
December 2000).
Foreign persons are subject to U.S. tax at a 30% rate on income they
receive from U.S. sources If you receive certain types of income, use Form W-8BEN to:
- Establish that you are a foreign person;
- Claim that you are the beneficial owner of the income for which Form W-8BEN is
being provided; and
- If applicable, claim a reduced rate of, or exemption from, withholding as a resident of
a foreign country with which the United States has an income tax treaty.
Instructions
- Form W-8ECI PDF Form -
Certificate of Foreign Person’s Claim for Exemption From Withholding on Income Effectively
Connected With the Conduct of a Trade or Business in the United States (Rev. December 2000)
Instructions
- Form W-8EXP PDF Form -
Certificate of Foreign Government or Other Foreign Organization for United States Tax
Withholding (Rev. December 2000)
Use this if you are a foreign government, international organization, foreign central
banks of issue, foreign tax-exempt organization, foreign private foundation, and
government of U.S. possessions. Instructions
Use this form to tell us that you are a nonresident alien individual, foreign entity,
or exempt foreign person not subject to certain U.S. information return reporting or
backup withholding rules.
IRS Form W-9 - Request For Taxpayer Identification and
Certification PDF Form -
Use this form to correct or change the Tax ID number/Social security number
that you have on file with us or certify that you are not subject to back up
withholding.
You can click here
to download these from the IRS' web site.
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