Whether you are still in school, just starting your career, or an experienced professional,
GAMCO Investors, Inc. is always looking for top PHD's to join our staff.
Get the PHD Attitude!
Instructions for Submitting Resumes
GAMCO Investors, Inc. is a dynamic and aggressive firm seeking bright, energetic individuals with an entrepreneurial
attitude and an interest in the financial services industry.
Qualified candidates should submit their resume and cover letter to
email@example.com for consideration. Must be a U.S. citizen or permanent resident and reside in the metro NY area.
Equal Opportunity Employer.
If you are interested in a position that is not listed please email a cover letter specifying your area of interest
and your resume to firstname.lastname@example.org.
BRANCH OFFICE MANAGER
Establish and maintain a system of supervisory controls and procedures for the broker dealer and branches.
Partner with the Compliance department to satisfy regulatory requirements and administer compliance program.
Review Institutional Sales and marketing activities; approve website/Twitter posts.
Conduct review of OATS and TRACE reporting, AML alerts/risk management reports, and daily trade exception
reports for sell side equity trading desk.
Supervision of G.research supervisors, portfolio managers, and branches.
Principal review of incoming and outgoing business correspondence.
Supervision of new account documentation.
G.research principal review of retail account activity and producing managers.
Preparation and submission of Canadian Regulator monthly AML reporting form for hedge fund sales.
3+ years broker dealer supervisory or compliance officer experience.
Motivated, goal oriented and confident with strong communication skills.
Broad familiarity and understanding of FINRA, SEC and state securities regulations.
Ability to effectively communicate with, lead and motivate team members.
Strong organizational, time management and analytical skills.
Investment management industry experience is a plus.
Bachelor's degree or equivalent.
Series 7, 24 and 63 registrations required.
Qualified candidates should submit their resume and cover letter including salary history to email@example.com
for consideration. Must be U.S. citizen or permanent resident and reside in the metro New York area. EOE.
Gabelli Asset Management is seeking an experienced RIA and/or investment professional with national retail firm
experience who loves the stock market to join an established team in our Reno, Nevada office working with institutional
and high net worth clients.
Interested individuals should send their resumes to firstname.lastname@example.org for consideration. EOE.
All aspects of accounting for several subsidiary entities, including preparation of journal entries.
Preparation of bank and broker reconciliations.
Preparation of financials on a monthly basis for inclusion in consolidation of the parent public company.
Preparation of annual audited financials, including liaising with external auditors.
Responsible for maintaining supporting schedules and files.
Responsible for detailed financial analysis on monthly results.
Bachelor's degree with a major in accounting.
Technology skills working with excel, word, and familiarity with general ledger applications.
Strong analytical skills with attention to detail.
Ability to work effectively as part of a team and willingness/initiative to seek out and take on increasing responsibilities.
Qualified candidates should submit their resume and cover letter including overall GPA and SAT scores to email@example.com
for consideration. Must be U.S. citizen or permanent resident and reside in the metro NY area. EOE.