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Home > Mutual Funds > TETON Westwood Mighty Mites Fund Objective
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Recent Quarterly Report
To Our Shareholders,
The Sarbanes-Oxley Act requires a Fund's principal executive and financial officers to certify
the entire contents of the semi-annual and annual shareholder reports in a filing with the
Securities and Exchange Commission on Form N-CSR. This certification would cover the portfolio
manager's commentary and subjective opinions if they are attached to or a part of the financial
statements. Many of these comments and opinions would be difficult or impossible to certify.
Because we do not want our portfolio managers to eliminate their opinions and/or restrict their
commentary to historical facts, we have separated their commentary from the financial statements
and investment portfolio.
The stocks of smaller companies may trade less frequently and experience more abrupt price movements than stocks of larger companies, therefore, investing in this sector involves special challenges. Investing in micro capitalization stocks may involve greater risk than investing in small, medium and large capitalization stocks, since they can be subject to more abrupt or erratic movements in price. The Westwood Mighty Mites sm Fund may invest in relatively new or unseasoned companies, which are in their early stages of development, or micro cap companies positioned in new and emerging industries. Micro-cap companies may be illiquid. Securities of micro-cap and unseasoned companies present greater risks than securities of larger, more established companies.
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